Overview
The Diploma in Investment Compliance (CICP™) is a practitioner-led qualification designed to provide a deep technical understanding of the Swiss regulatory environment. It moves beyond theoretical law to focus on the operational implementation of compliance frameworks.
Is this qualification right for me?
The CICP™ is engineered for professionals looking to elevate their technical authority:
- Compliance Officers requiring verified technical logic mastery.
- Investment Consultants looking to validate expertise to institutional clients.
- Portfolio Managers needing to understand system "hard-blocks."
- Legal Professionals moving into operational compliance roles.
Syllabus & Learning Outcomes
The path to CICP™ mastery covers three critical units of the Swiss regulatory landscape:
Unit 1: Market Conduct (FinSA)
Mastering client segmentation logic (Art. 4 & 5), suitability diagnostics (Art. 10-14), and transparency requirements.
Unit 2: Fund Law (CISA)
Deep dive into fund architecture, L-QIF frameworks (Art. 25-71), and the coding of investment restrictions.
Unit 3: Institutional Assets (BVV2)
Navigating pension fund diversification (Art. 54-55), permitted assets, and 2026 infrastructure carve-outs.